Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kantor | 5691154 | 1 | 11/07/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Edward Rice | 726550 | 1 | 06/12/2006 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
| Keith Webster | 2166310 | 1 | 06/01/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |