Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam C Schoner | 1928356 | 3 | 09/12/2023 | Customer Dispute | Settled | $7,498,470.00 | $0.00 | See FINRA Report |
| Zachary Calahan | 6266012 | 1 | 05/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leland Mindnich | 6113336 | 1 | 02/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett W Berry | 1926468 | 1 | 12/16/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joel Kaufman | 827154 | 1 | 11/03/2010 | Customer Dispute | Settled | $612,360.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 08/16/2010 | Customer Dispute | Settled | $351,136.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 02/02/2010 | Customer Dispute | Settled | $113,750.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 01/11/2010 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 09/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |