Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristen Mariko Hirano | 7076564 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ngai Pham | 4283798 | 1 | 08/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christina Wolfe | 2684158 | 1 | 06/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Celia Gorbatovsky | 4929142 | 1 | 08/14/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rene Henriksen | 2798761 | 6 | 08/04/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |