Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Nelson | 3185886 | 2 | 03/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 04/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fortune MacRi | 5751599 | 1 | 02/24/2021 | Customer Dispute | Denied | $488,000.00 | $0.00 | See FINRA Report |
| Emily Greten | 6704939 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Babrick | 4433983 | 1 | 04/29/2020 | Customer Dispute | Denied | $854,000.00 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Inserra | 1664258 | 3 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Lee McChesney | 5728401 | 1 | 12/18/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew P MacMichael | 2908568 | 1 | 02/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 11/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |