Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew L Hall | 2266756 | 2 | 12/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew L Hall | 2266756 | 2 | 11/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Fortoul | 1361270 | 2 | 06/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Fortoul | 1361270 | 2 | 07/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |