Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arif Ahmed | 3099755 | 5 | 02/06/2024 | Customer Dispute | Pending | $225,000,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/06/2024 | Customer Dispute | Pending | $35,026,600.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 12/07/2023 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |
| Sam C Schoner | 1928356 | 3 | 09/12/2023 | Customer Dispute | Settled | $7,498,470.00 | $0.00 | See FINRA Report |
| Harold Louis Reinstein | 2516822 | 1 | 07/06/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Michael Nelson | 3185886 | 2 | 03/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 04/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fortune MacRi | 5751599 | 1 | 02/24/2021 | Customer Dispute | Denied | $488,000.00 | $0.00 | See FINRA Report |
| Emily Greten | 6704939 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Babrick | 4433983 | 1 | 04/29/2020 | Customer Dispute | Denied | $854,000.00 | $0.00 | See FINRA Report |