Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alan Hoffman | 2670530 | 4 | 06/14/2021 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |
| Jess W Hurst | 1742952 | 5 | 09/09/2019 | Customer Dispute | Withdrawn | $8,176.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 11/15/2018 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Miles Lane James | 2858981 | 2 | 07/31/2018 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See FINRA Report |
| Ryan Joseph Graczyk | 4405198 | 1 | 07/21/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Alan Lindsay | 1002597 | 4 | 06/14/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/13/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Roy Paul Niggebrugge | 3089780 | 2 | 11/14/2015 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| David Gulyamov | 5049773 | 4 | 08/24/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Joseph Coloso | 1286282 | 1 | 06/26/2015 | Customer Dispute | Withdrawn | $10,136.00 | $0.00 | See FINRA Report |