Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph Nahman | 6935269 | 1 | 03/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Guccia | 6370707 | 1 | 09/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank A Deshantz | 5831976 | 2 | 07/12/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dallah Anderson Forrest | 2224283 | 2 | 06/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brenton Charles Schmidt | 3093473 | 2 | 06/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Patrick Kuhl | 6289249 | 1 | 06/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Spencer Reed Huggett | 4538364 | 2 | 05/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth C Kondas | 2882129 | 1 | 05/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julianne Marie Joly | 6081838 | 1 | 04/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Courtney Huijuan Shan | 7241200 | 1 | 03/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |