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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 894 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gihan Anil Fernando44696696208/07/2024Customer DisputeSettled$100,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696207/19/2024Customer DisputeSettled$594,986.00$0.00See FINRA Report
Gihan Anil Fernando44696696206/25/2024Customer DisputeSettled$115,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696206/17/2024Customer DisputeSettled$830,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696206/08/2024Customer DisputeSettled$47,000.00$0.00See FINRA Report
Catherine Elizabeth Bradford3125440105/27/2024Customer DisputeSettled$0.00$0.00See FINRA Report
Gihan Anil Fernando44696696205/20/2024Customer DisputeSettled$963,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696205/15/2024Customer DisputeSettled$55,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/25/2024Customer DisputeSettled$90,000.00$0.00See FINRA Report
Gihan Anil Fernando44696696204/25/2024Customer DisputeSettled$50,000.00$0.00See FINRA Report

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