Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christen Shontell Blodgett | 5598386 | 3 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hal Bradley Butler | 1069655 | 1 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Jay Barcello | 2279068 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Renee Parra-McNeely | 4028961 | 2 | 05/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Paul Delo | 2599600 | 2 | 05/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Paul Delo | 2599600 | 2 | 05/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler James Johnson | 6252067 | 3 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Al Elnasser | 2410541 | 7 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Bernhardt Erickson | 2376988 | 4 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler James Johnson | 6252067 | 3 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |