Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Lawrence Cone | 2302699 | 1 | 02/13/2022 | Customer Dispute | Dismissed | $5,447.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 01/28/2021 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| William Mark Yawn | 1192907 | 4 | 12/01/2014 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Travis Jerome Hughes | 1532177 | 7 | 06/22/2009 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |