Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Rascon | 5631144 | 3 | 09/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lanting Wei | 6242083 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ping Shuang Cathy Wu | 4924232 | 5 | 07/25/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Darrin Daley | 2733915 | 1 | 05/07/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 05/05/2024 | Customer Dispute | Denied | $14,064.30 | $0.00 | See FINRA Report |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Aaron Green | 4970616 | 3 | 01/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Arango | 6405666 | 6 | 12/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 12/07/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |