Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Leonard Whitaker | 1739854 | 4 | 08/08/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Frank Donoso | 4533488 | 3 | 12/09/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rodger Erik Thomas | 4010563 | 2 | 10/15/2021 | Customer Dispute | Settled | $47,667.00 | $0.00 | See FINRA Report |
| William Lapiana | 4580411 | 2 | 09/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Scott Stanley Brooks | 3235252 | 2 | 08/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Lewis Goffin | 1617710 | 5 | 08/03/2021 | Customer Dispute | Settled | $101,000.00 | $0.00 | See FINRA Report |
| Howard Gregg Yeager | 2276310 | 4 | 04/08/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Eric B James | 2948447 | 4 | 04/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/25/2021 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 03/10/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |