Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John E Swegles | 1034058 | 3 | 09/24/2008 | Customer Dispute | Award / Judgment | $6,000.00 | $2,000.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 08/01/2008 | Customer Dispute | Award / Judgment | $140,000.00 | $108,315.00 | See FINRA Report |
| Scott Stanley Brooks | 3235252 | 1 | 09/04/2007 | Customer Dispute | Award / Judgment | $690,000.00 | $523,300.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 08/13/2007 | Customer Dispute | Award / Judgment | $3,750,000.00 | $250,000.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 02/01/2003 | Customer Dispute | Award / Judgment | $362,000.00 | $77,000.00 | See FINRA Report |
| Douglas Roy Albert | 1040077 | 5 | 04/10/2002 | Customer Dispute | Award / Judgment | $610,200.00 | $175,000.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 01/22/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $642,000.00 | See FINRA Report |
| Kenneth Robert Mahoney | 1911756 | 5 | 02/02/1999 | Customer Dispute | Award / Judgment | $350,000.00 | $197,000.00 | See FINRA Report |
| Julian Irwin Stoopler | 437507 | 5 | 01/15/1998 | Customer Dispute | Award / Judgment | $193,000.00 | $50,000.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 09/24/1996 | Customer Dispute | Award / Judgment | $1,500,000.00 | $50,000.00 | See FINRA Report |