Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenichiro Furukawa | 7672940 | 2 | 10/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Seymore Gallion | 4192476 | 3 | 07/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David P Calderon | 3236220 | 7 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven S Maher | 1011535 | 4 | 04/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert Roth | 4607595 | 9 | 02/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian P de Armas | 2080287 | 2 | 09/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geronal Nathaniel Hurdle | 7220016 | 4 | 08/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Dellaporta | 3078075 | 4 | 02/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert Roth | 4607595 | 9 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David P Calderon | 3236220 | 7 | 12/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |