Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Barton | 2937356 | 2 | 08/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| G John Echevarria | 3108654 | 1 | 12/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher J Shaw | 5011382 | 9 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Penny L Kelley | 1013437 | 1 | 12/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sami Dahoud Qubty | 2121862 | 5 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Samuel Qubty | 5273129 | 1 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kirkland Moy | 848350 | 6 | 04/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph Fairchild | 1959274 | 3 | 12/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen David Tracy | 4655365 | 5 | 03/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kirkland Moy | 848350 | 6 | 03/02/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |