Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Nisbet McWhorter | 1137851 | 2 | 03/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John E Swegles | 1034058 | 3 | 11/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Alan Pierce | 2010254 | 3 | 08/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Brian Campbell | 3046265 | 3 | 07/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Barton | 2937356 | 3 | 08/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| G John Echevarria | 3108654 | 1 | 12/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Penny L Kelley | 1013437 | 1 | 12/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sami Dahoud Qubty | 2121862 | 5 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Samuel Qubty | 5273129 | 1 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |