Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher J Shaw | 5011382 | 9 | 11/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Howard Jordan | 1223556 | 2 | 11/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven S Maher | 1011535 | 4 | 03/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas L. Gomez | 5333380 | 1 | 03/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Joseph Fairchild | 1959274 | 3 | 01/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Joseph Fairchild | 1959274 | 3 | 12/06/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Howard Jordan | 1223556 | 2 | 09/26/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Stewart Silberg | 1970484 | 7 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Brian Robert Roth | 4607595 | 9 | 09/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Xavier Patino | 5528139 | 4 | 06/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |