Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Barton | 2937356 | 3 | 08/15/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 07/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Riccio | 2529322 | 4 | 06/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Fairchild | 1959274 | 3 | 01/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Fairchild | 1959274 | 3 | 12/06/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Xavier Patino | 5528139 | 4 | 06/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Cox | 2365633 | 6 | 06/06/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Tod | 1004317 | 3 | 05/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Corinne Renae Mittag | 2754498 | 2 | 03/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis C Randle El | 4877870 | 3 | 02/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |