Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoine Devon Shamlee | 4750442 | 2 | 01/03/2023 | Customer Dispute | Pending | $224,462.00 | $0.00 | See FINRA Report |
| John Kirkland Moy | 848350 | 6 | 12/13/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Whitaker | 1739854 | 4 | 11/29/2022 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Christopher J Shaw | 5011382 | 9 | 11/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Malcolm McLeod | 2741097 | 3 | 10/25/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Kenichiro Furukawa | 7672940 | 2 | 10/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Robert Greenfield | 5406611 | 7 | 09/09/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marc Barton | 2937356 | 2 | 08/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Whitaker | 1739854 | 4 | 08/08/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 3 | 07/25/2022 | Customer Dispute | Pending | $237,000.00 | $0.00 | See FINRA Report |