Our Staff has compiled our research into a database of FINRA Broker Disclosures for Newbridge Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gerard Forrester | 728188 | 12 | 09/09/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Allen John Hegener | 1136011 | 3 | 08/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian P de Armas | 2080287 | 4 | 08/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Barton | 2937356 | 3 | 08/15/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerri Suzanne Jamison | 4348584 | 3 | 08/06/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 07/25/2024 | Customer Dispute | Pending | $53,500.00 | $0.00 | See FINRA Report |
| Michael Joseph Whitaker | 6316100 | 5 | 06/21/2024 | Customer Dispute | Pending | $76,000.00 | $0.00 | See FINRA Report |
| Andrew Seymore Gallion | 4192476 | 4 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Whitaker | 1739854 | 10 | 05/21/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gerard Forrester | 728188 | 12 | 05/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |