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FINRA Awards for Kevin Galbraith

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0294109/14/2012Claimant(s): Lewis Samuels
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0264611/17/2011Claimant(s): Robert West
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Dwight Wassong
Hearing Site: New York, NY
Checkmark Icon$0
10-0036106/09/2011Claimant(s): Diane Croce, Pasquale Croce
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Jim Geiger, Richard F. Bieker, Eugene M. Schloss
Hearing Site: Philadelphia, PA
Checkmark Icon$1,520,000

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