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FINRA Awards for Demian J. Betz

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Displaying 81-82 out of 82 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0135504/29/2008Claimant(s): Adele Nathanson, J&A Nathanson Family Trust
Claimant Lawyers(s): Alex M. Allman
Respondent(s): Chris Haera, Wachovia Securities, Dan Klein
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James M. Johnstone, Richard Charles Hotvedt, Charles C. Fox
Hearing Site: Baltimore, MD
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07-0036201/31/2008Claimant(s): Jose Ruelas
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Demian J. Betz, Peter Dolan
Arbitrator(s): John Alen DeRosa, Robert W. Vernon, Frank L. Wolf
Hearing Site: Los Angeles, CA
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