FINRA Awards for Thomas C. Bradley

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-00688	04/15/2008	Claimant(s): Carl Spradlin, Joy Spradlin, Carl Spradlin RO IRA, Joy Spradlin RO IRA, Spradlin Living Trust DTD 4/2/01 Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Douglas E. DeTata, Dean J. Dietrich, James Philip Barber Hearing Site: Reno, NV		$0
07-00293	04/09/2008	Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell, Associated Securities Corp. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole Hearing Site: Reno, NV		$0
06-02936	11/15/2007	Claimant(s): James F. Riley, IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Patricia Meidell, Associated Securities Corp. Respondent Lawyers(s): Neil Baritz Arbitrator(s): Merrill Dean Taylor, Paul E. Dahlman, William Patterson Cashill Hearing Site: Reno, NV		$605,090
06-02122	07/03/2007	Claimant(s): Margo Piscevich, Margo Piscevich IRA, Margo Piscevich Profit Sharing Plan Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell, Patricia Meidell, Associated Securities Corp. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Lincoln F. Stock, Michael R.E. Sanders, Dee Newell Hearing Site: Reno, NV		$460,000