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FINRA Awards for Frances D. Sheehy

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0079607/17/2008Claimant(s): John Simon
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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