09-01007 | 09/25/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): James Hodgins Respondent Lawyers(s): James Paul Hodgins Arbitrator(s): Robert Bruce MacDonald, George Frederick Garris, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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08-01312 | 01/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jeremiah Smith Respondent Lawyers(s): Jeremiah L. Smith Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
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08-01772 | 01/22/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Richard Gomez Respondent Lawyers(s): Richard C. Gomez Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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07-00107 | 05/02/2008 | Claimant(s): Edward Satlin, Micah Scheinberg Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Jeffrey E. Skogsbergh, Robert Bruce MacDonald, David Nielsen Hearing Site: Los Angeles, CA
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06-04161 | 11/15/2007 | Claimant(s): May Slover Claimant Lawyers(s): Michael A. Dias Respondent(s): Bryan Farris, Detroy Womack, Raymond James Financial Services., Richard McDowell, Timothy Lacey Respondent Lawyers(s): Bryan D. Farris, Kelli Bullington, Richard S. McDowell Arbitrator(s): Frederick N. Bailard, Ralph B. Perry, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
| | $8,300 |
01-03420 | 10/25/2007 | Claimant(s): Money Concepts Capital Corporation, Money Concepts International. Claimant Lawyers(s): Jonathan B. Butler Respondent(s): Mamdoh Abas, ProEquities. Respondent Lawyers(s): Mark Abas, Peter E. Romo Arbitrator(s): Howard A. Emirhanian, Herbert Murez, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
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