Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02680 | 11/07/2014 | Claimant(s): Bruce Hanshaw Claimant Lawyers(s): Michael Lauterborn Respondent(s): John Thomas Financial Respondent Lawyers(s): Dan A. Druz Arbitrator(s): Mary Ann Tunick, Christine L. Stetson, Stephen James Cavanaugh Hearing Site: |  | $75,000 |
| 13-00983 | 03/07/2014 | Claimant(s): Gary Wolf Claimant Lawyers(s): Robert L. Rolnick Respondent(s): Prudential Annuities Distributors, SII Investments. Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | ||
| 13-01669 | 01/24/2014 | Claimant(s): Charles Frank Claimant Lawyers(s): Charles W. Frank Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | | Expungement |
| 12-00074 | 12/09/2013 | Claimant(s): William Frisco Claimant Lawyers(s): Brian E. Bro Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Carole Miller Arbitrator(s): Gary D. Danna, Christine L. Stetson, Alan M. Holzberg Hearing Site: Houston, TX | ||
| 11-04652 | 05/03/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David S. Markun Respondent(s): Paul Jacobs Respondent Lawyers(s): Paul Joseph Jacobs Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX |