FINRA Awards for Chase Investment Services Corp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 121-125 out of 125 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01432	07/03/2008	Claimant(s): David Gregory Claimant Lawyers(s): David Gregory Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Tracey C. Gilliam Arbitrator(s): Charles L. Prothero, David L. Becker, Richard H. Hoenig Hearing Site: Newark, NJ		$0
06-05309	06/12/2008	Claimant(s): Roxanne Brooker Claimant Lawyers(s): James G Brooker Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz Respondent Lawyers(s): Carolyn G. Nussbaum Arbitrator(s): Ralph L. Halpern, Karin A. Schlosser, Frederick N.C. Jerauld Hearing Site: Buffalo, NY
07-02050	06/12/2008	Claimant(s): Roxanne Brooker Claimant Lawyers(s): James G. Brooker Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz, Banc One Capital Holdings c/o J.P.M, J.P.Morgan Chase & Co., J.P.Morgan Chase Bank NA Respondent Lawyers(s): Carolyn G Nussbaum, Carolyn G. Nussbaum Arbitrator(s): Hearing Site: Buffalo, NY
07-02955	06/03/2008	Claimant(s): Valentine Valuca Claimant Lawyers(s): Valentine Valuca Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Reid R. Broda Arbitrator(s): J. Martin McDonough Hearing Site: New York, NY
07-00385	08/17/2007	Claimant(s): Ana Vasquez Claimant Lawyers(s): Ricardo A. Bracamonte Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Inc Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Howard W. Shannon, Joe S. Tarrer, Linda M. Parker Hearing Site: Phoenix, AZ		$0