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FINRA Awards for Bradley A. Fishman

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0050110/23/2018Claimant(s): Jeffrey LaBelle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): Bradley A. Fishman, John T. Unger
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
18-0002008/30/2018Claimant(s): Marlis Gilbert
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation, VSR Financial Services.
Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
17-0102701/30/2018Claimant(s): Genevieve Mar
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Kenneth N. Adamson
Hearing Site: Chicago, IL

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