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FINRA Awards for Windsor Street Capital

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0036008/13/2018Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Adam Gana
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): Compliance Officer
Arbitrator(s): Tracy L. Allen, Michael S. Jordan, David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$4,978,000

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