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FINRA Awards for Sagepoint Financial.

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Displaying 61-63 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0312706/09/2008Claimant(s): Ruth Smith, William Smith, Ruth M. Smith IRA, William L. Smith IRA
Claimant Lawyers(s): Ruth M. Smith
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
Checkmark Icon$0
07-0019003/13/2008Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): William Zeena
Respondent(s): Humbert Michini, Paul Gaydos
Respondent Lawyers(s): Humbert Michini, Paul Gaydos
Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick
Hearing Site: Boca Raton, FL
07-0151109/17/2007Claimant(s): Ronald Tomaszewski, Susan Tomaszewski
Claimant Lawyers(s): Ronald E. Tomaszewski, Susan M. Tomaszewski
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Abby Henig
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
Checkmark Icon$0

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