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FINRA Awards for Robert C. Rice

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0303201/15/2021Claimant(s): Mahesh Desai
Claimant Lawyers(s): Mahesh Desai
Respondent(s): Msi Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert C. Rice
Hearing Site: Houston, TX
19-0059201/14/2020Claimant(s): Bryan Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Lynne M. Gomez, Robert C. Rice, Stephen Andrew McCarthy
Hearing Site: Houston, TX
Checkmark Icon$0
15-0284501/16/2019Claimant(s): Royce Felder
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Ahmad Wares, Anthony Caruso, Christopher Martin, Yvonne Owens, C.K. Cooper & Company.
Respondent Lawyers(s): Ahmad Wares, Alex Montano, Anthony Phillip Caruso, Christopher M. Martin, Yvonne R. Owens
Arbitrator(s): Susan Meek, Brian James Tagtmeier, Robert C. Rice
Hearing Site: Houston, TX
Checkmark Icon$0

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