Potomac Analytics' Logo

FINRA Awards for Dochtor Kennedy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1,281-1,283 out of 1,283 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0245702/07/2017Claimant(s): Jay Canell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
16-0243101/30/2017Claimant(s): Thomas Freitag
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Milwaukee, WI
16-0229001/12/2017Claimant(s): Eric Wishan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Portland, OR

1,283 Results

Display: