FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 71-80 out of 160 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02320	01/29/2020	Claimant(s): Angel Canabal Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
18-02391	11/25/2019	Claimant(s): Iraida Nigaglioni Claimant Lawyers(s): Eric Quetglas Jordan Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Daniel R. Korb, Roberto C. Quinones Arbitrator(s): Eric Spencer Buchanan, Robert Stewart Barney, Magda M. Fernandez Torres Hearing Site: San Juan, PR		$215,738
19-01666	11/22/2019	Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
19-01784	11/20/2019	Claimant(s): Casto Coll Del Rio Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
19-01656	11/18/2019	Claimant(s): David Rojas Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-00730	11/13/2019	Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
18-01527	11/12/2019	Claimant(s): Jose F. Ortiz Vazquez IRA, Jose F. Ortiz Vazquez & Sandra M. Garcia Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Guillermo J. Bobonis Arbitrator(s): David Edward Upton, Richard H. Porter, Frank V. Tutone Hearing Site: San Juan, PR		$0
19-01501	10/29/2019	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-01291	10/28/2019	Claimant(s): Gabriel Matos Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-01213	10/18/2019	Claimant(s): Roberto De Desus Pou Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR