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FINRA Awards for Andrew Stoltmann

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0173108/01/2008Claimant(s): David Savoy
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Leonard Sellers, Brewer Financial Services
Respondent Lawyers(s): Amie B. Trupke, James B. Koch
Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper
Hearing Site: Milwaukee, WI
Checkmark Icon$0
06-0262311/14/2007Claimant(s): Richard D.Riordan and Rita M. Riordan
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Mark Donohue, American Municipal Securities.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Lewis W. Slaughter, Arthur L. Sirkin, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement

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