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FINRA Awards for Paul A. Auerbach

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0398708/14/2013Claimant(s): Cathleen Waugh, Christopher Waugh
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Gregory Friel, Russell Wasendorf
Respondent Lawyers(s): Richard Freeth, Russell R. Wasendorf
Arbitrator(s): Sandor I. Rabkin, Gene M. Bauer, Paul A. Auerbach
Hearing Site: Boston, MA
Checkmark Icon$70,000
11-0393709/21/2012Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Brian Wilder, Morgan Stanley
Respondent Lawyers(s): Michael L. Chinitz
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Paul A. Auerbach
Hearing Site: Boston, MA
09-0127605/25/2011Claimant(s): Vito Vitone
Claimant Lawyers(s): William M. Kolb
Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors.
Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi
Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach
Hearing Site: Providence, RI

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