| 09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
|  | $15,000 |
| 07-02258 | 12/10/2009 | Claimant(s): Charles Costanzo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley & Co., Ronald Harris
Respondent Lawyers(s): Christopher M. Wilson
Arbitrator(s): E. William Pastor, Kenneth Joseph Beahan, Joseph Grant McCabe
Hearing Site: Philadelphia, PA
| | $0 |
| 08-01895 | 11/06/2009 | Claimant(s): Donato Giaquinto
Claimant Lawyers(s): Donald P. Russo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): E. William Pastor, Joseph Grant McCabe, Kenneth D. Morris
Hearing Site: Philadelphia, PA
| | |
| 07-00664 | 03/09/2009 | Claimant(s): Uzo Chima
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley
Hearing Site: Baltimore, MD
| | |
