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FINRA Awards for Popular Securities

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0088610/09/2015Claimant(s): Carmen Buono Colon
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Popular Securities, Santander Securities LLC
Respondent Lawyers(s): Nathan W. Lamb, Sara L. Velez-Santiago
Arbitrator(s): James W. Geiger, William H. Fleece, Robert Jerry Strader
Hearing Site: San Juan, PR
Checkmark IconExpungement
14-0126310/08/2015Claimant(s): Fideicomiso Lalmfc Trust
Claimant Lawyers(s): Lutgardo Acevedo Lopez
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven P. Gregory, Harry G. Mason, Sydney E. Blum
Hearing Site: San Juan, PR
Checkmark Icon$0
15-0016808/24/2015Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR

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