FINRA Awards for David J. Sensenig

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-25 out of 25 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-00415	06/09/2015	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Willard Kelly Respondent Lawyers(s): J Thomas Jones Arbitrator(s): James P. McCrocklin, Jeffrey M. Bain, John Andrew Johnson Hearing Site: Nashville, TN
14-01099	04/08/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): David J. Sensenig Respondent(s): Douglas Gill Respondent Lawyers(s): Douglas Joseph Gill Arbitrator(s): Jane A. Smith Hearing Site: Washington, DC
13-02922	09/30/2014	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Paul McCutchen Respondent Lawyers(s): Denny Sumpter Arbitrator(s): Earle J. Schwarz Hearing Site: Little Rock, AR
12-04365	06/13/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Gregory Andrews Respondent Lawyers(s): Gregory A. Andrews Arbitrator(s): Caryl S. Bernstein Hearing Site: Washington, DC
11-00881	02/17/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Alvaro Casella Respondent Lawyers(s): Alvaro G. Casella Arbitrator(s): Lewis H. Kairys, Carl F. Bowmer, Thomas W. Allen Hearing Site: Raleigh, NC		$0