Potomac Analytics' Logo

FINRA Awards for Carl Shechter

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-34 out of 34 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0115112/31/2010Claimant(s): Aydee Ospina
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark Icon$40,150
09-0637011/03/2010Claimant(s): Vivian Escandon
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Jacque E. Sohm, Carl Shechter, Jack G. Armstrong
Hearing Site: Boca Raton, FL
Checkmark Icon$79,125
09-0080904/30/2010Claimant(s): June G. Krever, Marc L. Krever
Claimant Lawyers(s): Seth Huberman
Respondent(s): Citigroup Global Markets., Ronald Fishbein
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Thomas L. Curran, Carl Shechter, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0004012/31/2008Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

34 Results

Display: