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FINRA Awards for Nancy J. Spieczny

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0453111/05/2010Claimant(s): Bonnie Shoultz
Claimant Lawyers(s): Julie McCawley-Self
Respondent(s): Christopher Kozo, Wachovia Securities, Joshua Billauer, Ralph Bryan, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
Checkmark Icon$0
08-0208207/14/2009Claimant(s): Everett Ross, Imogene Ross, Everett C & Imogene G Ross T U/A DTD 10/, Trustee
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Nancy J. Spieczny, James H. Fehlberg, Kevin K. Forrester
Hearing Site: San Diego, CA
Checkmark Icon$173,798

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