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FINRA Awards for Charles A. Joplin

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0504106/03/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Joseph Bazbaz
Respondent Lawyers(s): Joseph Bazbaz
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
09-0323012/09/2009Claimant(s): Craig Taylor
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
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07-0170504/18/2008Claimant(s): Larry Scallons and Bess Scallons
Claimant Lawyers(s): John M. Gillis
Respondent(s): Stacie Clark, The GMS Group
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
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