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FINRA Awards for James N. Vangilder Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0104007/05/2012Claimant(s): James N. Vangilder Revocable Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Gerald Cohen, Julius Z. Frager, Marilyn T. Selby
Hearing Site: St. Louis, MO
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