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FINRA Awards for U.S. Bancorp Investments.

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Displaying 71-80 out of 95 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0435707/18/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Lisa M. Lewis
Respondent(s): Deanna Kakouris
Respondent Lawyers(s): Deanna Zimmer Kakouris
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
12-0135106/18/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Randall Silvey
Respondent Lawyers(s): Russell L. Powell
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO
12-0116905/07/2013Claimant(s): Dustin Luckett
Claimant Lawyers(s): Theodore Walton
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Thomas M. L. Metzger
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
12-0399105/02/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Gregory O. Eisenreich
Respondent(s): Fariba Madison
Respondent Lawyers(s): Greg Sherwin
Arbitrator(s): Norman Cousins Sasamori, Robert F. Saint-Aubin, Richard Lee Fausett
Hearing Site: Los Angeles, CA
12-0359004/26/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Dianne Baquet Smith
Respondent(s): Victor Valdez
Respondent Lawyers(s): Victor Valdez
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
12-0310302/13/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Kevin Cloutier
Respondent(s): Mark Green
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Monette E. Draper
Hearing Site: St. Louis, MO
12-0085102/12/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Kofron
Respondent Lawyers(s): Matthew Mark Kofron
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
12-0232102/04/2013Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Rena Andoh
Respondent(s): Shayne Layton
Respondent Lawyers(s): Shayne Christopher Layton
Arbitrator(s): Reed H. Bement
Hearing Site: San Francisco, CA
12-0096410/16/2012Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Matthew McConnell
Respondent(s): David Kingsley
Respondent Lawyers(s): David Maitland Kingsley
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
12-0085710/12/2012Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): Peter Ryan
Respondent Lawyers(s): Peter Remington Ryan
Arbitrator(s): Emily B. Boote
Hearing Site: Minneapolis, MN

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