Potomac Analytics' Logo

FINRA Awards for David Ellis

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0077306/24/2009Claimant(s): Natalie Bram, Natalie Bram Living Trust
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Baruch Coleman, Jerry Cline, Capital Securities of America., Wunderlich Securities.
Respondent Lawyers(s): Baruch Coleman, Steven E. Mellen
Arbitrator(s): David Ellis, Steven R. Rolnick, C. Henry Lucas
Hearing Site: Hartford, CT
Checkmark Icon$228,200
07-0026206/17/2008Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
Checkmark Icon$0

12 Results

Display: