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FINRA Awards for Matthew Wolper

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0353003/09/2012Claimant(s): Denise Springer
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington
Hearing Site: Tampa, FL
08-0432102/01/2010Claimant(s): Abid A. Shah Trust UAD 9/12/92
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark Icon$255,000
07-0058610/03/2007Claimant(s): Scott Efron and Karen Efron
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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