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FINRA Awards for Bradford M. Gucciardo

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Displaying 71-72 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0186302/25/2009Claimant(s): Gregory Riordan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): IFMG Securities.
Respondent Lawyers(s): A. Wesley Bridges
Arbitrator(s): Tim A. Shane, Norman E. Heyman, Patricia Morin
Hearing Site: Boca Raton, FL
07-0288107/18/2008Claimant(s): John Rapillo
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): TD Ameritrade., Mikhael Halper
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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