| 09-00958 | 11/11/2009 | Claimant(s): Sandra Slayton
Claimant Lawyers(s): Erienne J. Roberts
Respondent(s): Wachovia Securities, Evelyn Scarborough, Tom Greasor
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
|  | $9,443 |
| 08-04339 | 06/04/2009 | Claimant(s): Darria Kosich
Claimant Lawyers(s): Darria Elizabeth Kosich
Respondent(s): Wachovia Securities, David Neison
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 08-00824 | 05/22/2009 | Claimant(s): David Yashon
Claimant Lawyers(s): David Yashon
Respondent(s): Brent Markley, Michael O'Dell, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, James C. Browning
Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, Erick R. Zanner
Hearing Site: Columbus, OH
| | $46,000 |
| 08-02610 | 02/12/2009 | Claimant(s): Dr. Robert B. Richards, Estee L. Richards
Claimant Lawyers(s): Robert B. Richards
Respondent(s): Wachovia Securities, Diego Velasquez
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
| | $425 |
