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FINRA Awards for Kevin W. Brooks

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0137511/23/2020Claimant(s): Steven Howell
Claimant Lawyers(s): Stephan Louviere
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
19-0348007/17/2020Claimant(s): Paul Rutkowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ

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