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FINRA Awards for Andrew Garrett Inc.

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0604702/10/2012Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Edward Goetz, Phillip Goetz
Respondent Lawyers(s): Craig H. Riha
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
11-0058210/21/2011Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Aviv Hen
Respondent Lawyers(s): Martin I. Unger
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
08-0339902/28/2011Claimant(s): Sandra Johnson
Claimant Lawyers(s): Sarah G. Anderson
Respondent(s): Andrew Sycoff, David Scaffe, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, David Scaffe
Arbitrator(s): Donald G. Kennedy, Chase Boone Saunders, Robert M. Seward
Hearing Site: Columbia, SC
Checkmark IconStipulated Award and Expungement
09-0618404/27/2010Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): David Polifroni
Respondent Lawyers(s): David W. Polifroni
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY

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