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FINRA Awards for Andrew R. Dick

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0425611/06/2009Claimant(s): Michael and Ann Gibson Trust
Claimant Lawyers(s): Michael Gibson
Respondent(s): Interactive Brokers LLC, M&A Gibson d/b/a Investment Enterprises
Respondent Lawyers(s): Juli Aylesworth, Michael Gibson
Arbitrator(s): Douglas Randall Blohm, Andrew R. Dick, Craig A. Gordon
Hearing Site: Minneapolis, MN
Checkmark Icon$0
07-0325711/25/2008Claimant(s): Stephen Jans
Claimant Lawyers(s): Oliver E. Nelson
Respondent(s): Kevin Miller, Fringe Benefits Design Of Minnesota, Intervest International Equities Corpora, Intervest International.
Respondent Lawyers(s): Marnie L. DeWall, Melissa D. Hubbard
Arbitrator(s): Edward C. Oliver, Andrew R. Dick, JD Haas
Hearing Site: Minneapolis, MN
07-0245808/15/2008Claimant(s): Amit Sela
Claimant Lawyers(s): Thomas E. Propson
Respondent(s): Jeffrey Schachtman, Oak Ridge Financial Services Group, In
Respondent Lawyers(s): Christopher Grgurich
Arbitrator(s): Judith A. Rogosheske, Andrew R. Dick, Julie A. Hennen
Hearing Site: Minneapolis, MN
Checkmark IconStipulated Award and Expungement

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