Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03000 | 02/17/2011 | Claimant(s): Edith Robertson, Glen Robertson, John Sorensen, Sheri Lewis-Sorensen, Susan Robertson Claimant Lawyers(s): Matthew K. Edling Respondent(s): Securities America. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): John J. Flynn, Thomas D. Reese, Mary H. Evans Hearing Site: San Francisco, CA |  | Dismissed by Rule 12504 |
| 10-00012 | 12/31/2010 | Claimant(s): Josephine Wayman Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Securities America., Randall Talbott Respondent Lawyers(s): Bruce M. Bettigole, Bryan M. Ward Arbitrator(s): Joseph C. Watson, Joel D. Davidman, W. Alex King Hearing Site: Los Angeles, CA | | $1,155,470 |
| 08-00388 | 03/30/2009 | Claimant(s): Gary Fitzgerald, Steve Fitzgerald Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma Hearing Site: San Francisco, CA | | $267,711 |