| 11-03911 | 10/22/2012 | Claimant(s): Miriam Dean
Claimant Lawyers(s): Miriam Dean
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-02568 | 08/28/2012 | Claimant(s): Herman Shine, Marianne Shine
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Wells Fargo Investments, Patrick Briggs, Ray Seewer, Stephen Seewer
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): James N. D'Orso, Edwin C. Shiver, Herbert L. Brown
Hearing Site: San Francisco, CA
| | Expungement |
| 09-02086 | 11/02/2009 | Claimant(s): Raymond Yorke
Claimant Lawyers(s): Raymond Yorke
Respondent(s): Wells Fargo Investments, Darrell Hesford
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $0 |
| 08-04818 | 08/11/2009 | Claimant(s): Louis E. & Olga Kuntz
Claimant Lawyers(s): Louis E. Kuntz
Respondent(s): Wells Fargo Investments, Perry Brown
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Sonia Fishkin
Hearing Site: Atlanta, GA
| | $0 |
| 08-03820 | 07/10/2009 | Claimant(s): Yui Law
Claimant Lawyers(s): Yui W Law
Respondent(s): Wells Fargo Investments, Elliot Chang
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
| | $0 |
| 08-02109 | 01/22/2009 | Claimant(s): Jennifer Smith
Claimant Lawyers(s): Jennifer Smith
Respondent(s): Wells Fargo Investments, Jerron Jackson, John Bivens, Stephanie Swan
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | $2,557 |
| 07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
| | $3,487 |
